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Duración : 3 Meses
With an increased focus on managing business conduct by regulators in many jurisdictions, financial firms are closely scrutinising what conduct risk means in practice to them. As a result, firms need to understand how business conduct impacts on their business, their employees, their customers and the market in which they operate.
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Objetivos
The ICA Specialist Certificate in Conduct Risk provides you with an opportunity to understand the fundamentals of conduct risk. You will look at the key terminology and develop skills that will help you recognise good and poor conduct. You will explore key regulatory developments that affect your firm and your stakeholders and will gain an understanding of how to react. You will also gain a valuable insight into how a regulatory conduct framework works in practice, by referencing the Senior Managers & Certification Regime (SM&CR) in the UK.
A quién va dirigido
This course will be aimed initially at staff working and wishing to work in roles in financial services companies, regulators and public organisations, including: - compliance roles - sales management roles - product and process development roles - risk management roles - strategic development roles - complaint handling and customer service roles
Requisitos
The course is specifically designed to be detailed yet accessible. Prior subject matter knowledge will be useful, but is not essential. To get the most from the course, a good standard of English is required.
Temario completo de este curso