Data and Information Security

• Information security: A risk to be managed

• Information security techniques

• Systems and control

• The planned response

Bribery and Corruption

• The purpose of international conventions on bribery and corruption

• Evaluation and rating of individual jurisdictions against the international conventions and standards

• Corruption and money laundering

• Establishing systems and controls for countering bribery and corruption

• The corporate governance models and requirements

• Responsibilities of directors and non- executive directors

• The role of the auditor in corporate governance

• Financial crime: a business risk to be managed

• Managing fraud risks

• A fair, efficient and transparent market

• Insider dealing

• Market manipulation and misleading statements (Market abuse)

• Investigating and prosecuting market manipulation

Corporate and Business Frauds

• Defining corporate and business fraud • Internal fraud and collusion
• Senior management fraud
• Fraudulent trading
• Procurement, purchasing and sales frauds
• Payroll, pension and expenses frauds
• External frauds against the business

Financial Sector Fraud

• The vulnerability of the financial sector
• Identity theft and fraud
• Banking fraud
• Lending and credit fraud
• Trade finance fraud
• Securities and investment fraud
• Defining securities and investment fraud
• Insurance fraud

Investigation Prosecution and Recovery

Investigating Fraud Internally

• A planned process

• Conducting the internal investigation

• Interviewing and identifying a suspect

• Reporting the results of internal investigations